The Anti-Money Laundering, Counter-Terrorist Financing, and Sanctions library is based on the Financial Action Task Force (FATF) global anti-money laundering (AML), the counter-terrorist financing (CFT) standard and recommendations, the Federal Financial Institutions Examination Council (FFIEC) Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Examination Manual that provides guidance to examiners for carrying out BSA/AML, the Office of Foreign Assets Control (OFAC) examinations and the New York Department of Financial Services (NYDFS).
This Anti-Money Laundering, Counter-Terrorist Financing, and Sanctions Library includes the following Templates:
- Anti-Money Laundering and Counter-Terrorist Financing (FATF)
- BSA/AML Compliance Program
- BSA/AML Suspicious Activity Reporting (SARs)
- BSA/AML Customer Identification Program (CIP)
- BSA/AML Information Sharing
- BSA/AML Office of Foreign Assets Control (OFAC)
- AML Activity Monitoring and Filtering (NYDFS 23 NYCRR 504)
- OFAC Sanctions Compliance Program (SCP)
Can I adapt my own compliance materials into a smart Template?
Yes. If you already have compliance materials of your own, you can integrate them into a smart Compliance Template using the included development template. This allows you to supplement NORVA’s Compliance Assessment Templates with your own content while keeping the same practical, structured approach.
Is my data private and secure?
Yes. All templates are encrypted to protect the privacy and confidentiality of your data. NORVA Solutions does not have visibility into any data you enter in your downloaded template.
How do I download and use the templates?
You can download the smart Template Library from NORVA’s website by clicking on the download button. Before you can open and use the encrypted templates, you must first install NORVA’s Assessment Runtime Engine.
The Assessment Runtime Engine automatically generates and applies the password needed to programmatically decrypt a template and open it for use. Save the downloaded template or templates to a secure location on your system, then open your template from that secure location.
Are these templates based on real regulatory sources?
Yes. Every NORVA template is built directly from authoritative regulatory and supervisory guidance, with the original sources clearly referenced.
What do I get with a NORVA Solutions subscription?
With one affordable subscription, you gain access to 100+ smart templates through NORVA’s Compliance Assessment Toolkit. This gives you a practical library of Excel-native templates designed to help you complete compliance assessment work more efficiently, more consistently, and with greater confidence.
Why is NORVA’s Compliance Assessment Toolkit an easier and more affordable way to complete this work?
NORVA gives you everything you need on a platform you already know. Instead of building an assessment from scratch, you can start from structured, smart templates based on authoritative sources, work in Excel, and produce credible, inspection-ready outputs in a more efficient and affordable way.