Explore smart, practical, Excel-native templates that help you assess corporate governance requirements, identify and remediate gaps, and produce inspection-ready outputs. Each smart Compliance Assessment Template is based on hyperlinked authoritative sources and includes a hyperlinked MS Word principle-based policy document to support inspection-readiness.
Which smart Compliance Assessment Templates are included in the Corporate Governance library?
- The UK Crime and Policing Act 2026 (CPA) Section 250
- The Corporate Compliance Program (U.S. DoJ)
- The UK Corporate Governance Code 2024
- The Irish Corporate Governance Annex
What does the Crime and Policing Act 2026 (CPA) Section 250 template cover?
The UK Crime and Policing Act 2026 (CPA) Section 250 is an editable smart template. It is designed to help organisations consider whether they have identified, assessed, documented and evidenced the practical governance, risk and control implications of section 250 of the Crime and Policing Act 2026.
It addresses the following areas:
- Applicability and assessment scope
- Understanding the statutory attribution rule
- Senior manager identification
- Actual authority mapping
- Apparent authority mapping
- Criminal offence exposure and updated risk assessment
- Governance, policies and control readiness
- Reporting, escalation, whistleblowing and investigation readiness
- Senior-role vetting, monitoring and training
- M&A due diligence and contractual protections
- Evidence, documentation, gaps and remediation
- Board, senior leadership and adviser reporting
What does the Corporate Compliance Program (U.S. DoJ) template cover?
The Corporate Compliance Program is an editable smart template that represents the core of what is generally required to demonstrate compliance with the U.S. Department of Justice Criminal Division’s evaluation criteria for an effective corporate compliance program.
It addresses the following areas:
- Risk Assessment
- Policies and Procedures
- Training and Communications
- Confidential Reporting Structure and Investigation Process
- Third Party Management
- Mergers and Acquisitions (M&A)
- Commitment by Senior and Middle Management
- Autonomy and Resources
- Incentives and Disciplinary Measures
- Continuous Improvement, Periodic Testing, and Review
- Investigation of Misconduct
- Analysis and Remediation of Any Underlying Misconduct
What does the UK Corporate Governance Code 2024 template cover?
The UK Corporate Governance Code 2024 is an editable smart template based on the Financial Reporting Council’s UK Corporate Governance Code 2024.
It addresses the following sections’ principles and provisions:
- Section 1 – Board leadership and company purpose
- Section 2 – Division of responsibilities
- Section 3 – Composition, succession and evaluation
- Section 4 – Audit, risk and internal control
- Section 5 – Remuneration
What does the Irish Corporate Governance Annex template cover?
The Irish Corporate Governance Annex is an editable template that asks for meaningful, evidence-based descriptions in annual reports of how the Corporate Governance Code is applied. It addresses the following areas:
- Board Composition
- Board Appointments
- Board Evaluation
- Board Re-election
- Audit Committee
- Remuneration
Will these Templates help me assess and meet my corporate governance compliance requirements?
Yes. These smart Compliance Assessment Templates help compliance teams, governance professionals, and advisers assess corporate governance requirements in a structured, practical, and inspection-ready way. They help you review expectations, record findings, identify and remediate gaps, and produce credible outputs without building an assessment from scratch.
Each template helps you to:
- assess requirements in a structured way
- record findings clearly
- identify and remediate gaps
- produce credible, inspection-ready outputs
- complete assessment work more efficiently and affordably
Each template:
- is based on hyperlinked authoritative sources
- includes a hyperlinked MS Word principle-based policy document
- is built for ease of use in Excel
Can I adapt my own compliance materials into a smart Template?
Yes. If you already have compliance materials, you can integrate them into a smart Compliance Template using the included development template. This allows you to supplement NORVA’s Compliance Assessment Templates with your own content while keeping the same practical, structured approach.
Is my data private and secure?
Yes. All templates are encrypted to protect the privacy and confidentiality of your data. NORVA Solutions does not have visibility into any data you enter in your downloaded template.
How do I download and use the templates?
You can download the smart Template Library from NORVA’s website by clicking on the download button. Before you can open and use the encrypted templates, you must first install NORVA’s Assessment Runtime Engine.
The Assessment Runtime Engine automatically generates and applies the password required to programmatically decrypt a template and make it available for use. Save the downloaded template (s) to a secure location on your system, then open them from that location.
Are these templates based on real regulatory sources?
Yes. Every NORVA template is built directly from authoritative regulatory and supervisory guidance, with the original sources clearly referenced.
What do I get with a NORVA subscription?
With one affordable subscription, you gain access to 100+ smart Templates and Policies through NORVA’s Compliance Assessment Toolkit. This gives you a practical library of Excel-native templates designed to help you complete compliance assessment work more efficiently, more consistently, and with greater confidence.
Why is NORVA an easier and more affordable way to complete this work?
NORVA gives you everything you need on a platform you already know. Instead of building an assessment from scratch, you can start with structured, smart templates based on authoritative sources, work in Excel, and produce credible, inspection-ready outputs more efficiently and affordably.